Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Lee PollardAllstate Financial Services, LLCNYLIFE Securities LLC01-07-2013
Alexander Brady AscenciosAllstate Financial Services, LLCPrudential Annuities Distributors, Inc12-06-2012
Albert Frank ChernayAllstate Financial Services, LLCLincoln Financial Securities Corporation07-02-2012
Danny Joe WakinAllstate Financial Services, LLCCarolina Financial Securities, LLC04-25-2012
Donnie Matthew PittsAllstate Financial Services, LLC1st Global Capital Corp.03-15-2012
Jay Michael ChavezAllstate Financial Services, LLCState Farm VP Management Corp.12-01-2011
Wendel N. WilsonAllstate Financial Services, LLCEdward Jones09-27-2011
Tomorrow Renee OrsakAllstate Financial Services, LLCPark Avenue Securities LLC09-27-2011
Joseph Henry BorkouskiAllstate Financial Services, LLCState Farm VP Management Corp.08-24-2011
Marlon G. CarterAllstate Financial Services, LLCPark Avenue Securities LLC08-10-2011
Timothy S. WilsonAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-17-2011
Dat C TrinhAllstate Financial Services, LLCChase Investment Services Corp.12-01-2010
Melissa Hatfield FlemingAllstate Financial Services, LLCWells Fargo Clearing Services, LLC09-29-2010
Gregory D. DrottAllstate Financial Services, LLCState Farm VP Management Corp.09-02-2009
Kam M. WalkerAllstate Financial Services, LLCEdward Jones08-04-2009
Robert Russell MoranAllstate Financial Services, LLCPFS Investments Inc.07-29-2009
Robert M. Adams Jr.Allstate Financial Services, LLCAXA Advisors, LLC07-20-2009
Jack Lorn ClineAllstate Financial Services, LLCForesters Financial Services, Inc.$10004-27-2009
Jonathan Mckinley CrislerAllstate Financial Services, LLCGreen Street Trading, LLC04-27-2009
Jaime SantillanAllstate Financial Services, LLCWells Fargo Clearing Services, LLC04-01-2009
Stephen Charles WootenAlpha Cubed Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2015
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Brent Todd JohnsonAmeriprise Financial Services, Inc.Cetera Advisors LLC$1009-11-2019
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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