Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Lee StewartAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Paul Raynard BatemanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Robert John Bives IVAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Justin James SwopeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Shehzad Daud KhanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Edward Raymond DobinAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Scott Alan FinleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
William Wilson Wilfong Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Rajashree R LahotiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Neil Blair WaltersAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Morris Witten BrowneAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Frank Russell Burdick Jr.Ameriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Keith Wayne NugentAmeriprise Financial Services, Inc.USAA Financial Advisors, Inc.$1009-09-2009
Bradley Gene WalkoviakAmeriprise Financial Services, Inc.NYLIFE Securities LLC08-19-2009
Phillip Gerald BucknerAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-10-2009
Doug SehresAmeriprise Financial Services, Inc. Services, Inc.Securian Financial Services$8106-21-2019
Patrisha LeeAmeritas Investment Corp.Park Avenue Securities LLC$4009-03-2019
Qaadir T WilliamsAmeritas Investment Corp.Edward Jones09-05-2018
Brett C. LarsonAmeritas Investment Corp.Pruco Securities, LLC.03-07-2018
John William NelsonAmeritas Investment Corp.C C F Investments, Inc.$1906-21-2017
Ernest R. WingardAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
Frank Edward Frey Jr.Ameritas Investment Corp.IMS Securities, Inc.11-01-2016
Michael Edward HipsonAmeritas Investment Corp.Principal Securities, Inc.$5002-29-2016
Richard Charles SpenceAmeritas Investment Corp.Allied Financial Consultant LLC02-13-2013
Christi Vernon BarnesAmeritas Investment Corp.Sanders Morris Harris LLC10-05-2011
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Showing 326 to 350 of 6,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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