Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Elessar CliffordAustin AssetDFA Securities LLC05-25-2017
William Thomas WikeAustin AssetAmeritas Investment Corp.07-09-2012
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, Inc.07-18-2019
John Raymond ToungateAustin Wealth Management, LLCUBS Financial Services Inc.02-08-2019
Jackson Gregory GilletteAutarchic Investment Management, LLCRaymond James & Associates, Inc.04-12-2017
David Edwin AndrewAutumn Lane Advisors, LLCCredit Suisse Securities (USA) LLC02-24-2015
Harry Meade FlavinAvalon Investment & AdvisoryMATTERHORN CAPITAL MANAGEMENT, LLC12-27-2016
Scott Matthew ElaAvant Financial AdvisorsAustin Asset09-20-2018
Justin Coy JacobsAvondale Wealth Management LLCBBVA Compass Investment Solutions, Inc.03-26-2010
Samuel Sean McGeeAvondale Wealth Management LLCBBVA Compass Investment Solutions, Inc.03-26-2010
William Andrew NicholsAXA Advisors, LLCEdward Jones07-18-2018
Ryan Michael HammerAXA Advisors, LLCTD Ameritrade, Inc.02-22-2018
Aaron SamuelsAXA Advisors, LLCState Farm VP Management Corp.08-08-2016
Roy Clayton AndersonAXA Advisors, LLCCharles Schwab & Co., Inc.05-06-2014
Bruce K. MalmedAXA Advisors, LLCMorgan Stanley02-21-2013
Douglas A. GibsonAXA Advisors, LLCInvestment Professionals, Inc.11-01-2011
Daniel Scott BurgesB. Riley Wealth ManagementAmeriprise Financial Services, Inc.07-12-2019
Bruce A. LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
Jared Daniel KennedyB. Riley Wealth ManagementMorgan Stanley$2512-10-2015
Norman Bernard LoewensternB. Riley Wealth ManagementHilltop Securities Inc.09-18-2015
James Patrick QuallsB. Riley Wealth ManagementHilltop Securities Inc.$15009-08-2015
Jay Thoburn BrownB. Riley Wealth ManagementHilltop Securities Inc.09-08-2015
Roger William Blackmar Jr.B. Riley Wealth ManagementMorgan Stanley01-15-2015
Gary Andrew MillerB. Riley Wealth ManagementAlamo Asset Advisors10-21-2013
Rune MedhusB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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