Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Wayne BlankenshipAmeriprise Financial Services, Inc.First Allied Securities, Inc.$5002-17-2017
Anthony Craig MortonAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$1012-16-2016
Sandra M SolisAmeriprise Financial Services, Inc.Securian Financial Services, Inc.10-12-2016
Laura Anne ParkerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00010-07-2016
James Terry WiederholtAmeriprise Financial Services, Inc.Park Avenue Securities LLC$5009-28-2016
Ann M. HundlAmeriprise Financial Services, Inc.IMS Securities, Inc.09-14-2016
Richard DunaganAmeriprise Financial Services, Inc.Wells Fargo Advisors$7309-02-2016
Richard D DunaganAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10409-02-2016
Todd Loring LuftAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10008-26-2016
Karissa Michelle PetersonAmeriprise Financial Services, Inc.Sanford C. Bernstein & Co., LLC08-24-2016
Deborah Elaine FlemingAmeriprise Financial Services, Inc.EDI Financial, Inc.$2508-12-2016
Ashley Doreen AndersonAmeriprise Financial Services, Inc.Wells Fargo Funds Distributor, LLC07-29-2016
Jay Mark MillerAmeriprise Financial Services, Inc.B.B. Graham & Company, Inc.$5007-08-2016
Ricky Lee BinghamAmeriprise Financial Services, Inc.MetLife Securities Inc.$2507-05-2016
Bryan O'Neal CollinsAmeriprise Financial Services, Inc.Reef Securities, Inc.07-01-2016
Bruce Fremont Woodcock Jr.Ameriprise Financial Services, Inc.WFG Investments, Inc.$2406-30-2016
Richard Alfonso IbarraAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Joe Alan ScottAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Hien T. LaiAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Raul Bencomo Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$2506-27-2016
Erin Lynn HinzmannAmeriprise Financial Services, Inc.Edward Jones$3806-14-2016
Duane L. DollarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-07-2016
Pradeep GokhaleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7505-20-2016
Pradeep A GokhaleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-20-2016
Mohsin NoonAmeriprise Financial Services, Inc.MetLife Securities Inc.05-18-2016
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Showing 201 to 225 of 6,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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