Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne-Marie MitchellChase Investment Services Corp.BOK Financial Securities, Inc.01-01-2009
Blanca E. BlancoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
James Freeman WoldertCitigroup Global Markets Inc.UBS Financial Services Inc.01-01-2009
Kevin Turner DickeyMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
John Ross GascoyneMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-01-2009
Larry Kyle WrightMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jeffery Malcolm DavisMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$15001-01-2009
Jimmie Kevin GoldenMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
William Earle Coffey Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
Benjamin Joseph SweeneyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Darren Craig HillMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-01-2009
Landon Blake MarinoMorgan Stanley & Co. LLCUBS Financial Services Inc.$5001-01-2009
Thomas Malcolm DavisMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Christopher Ryan MoodyMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Terry Lynn LandryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Donald Frank OrsomarsoWamu Investments, Inc.H&R Block Financial Advisors, Inc.01-02-2009
Carolyn Elaine GarofaloVoya Financial Advisors, Inc.Hilltop Securities Independent Network Inc.01-02-2009
Jon Michael FletcherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Nina Parks TateLPL Financial LLCTransamerica Financial Advisors, Inc01-02-2009
Weldon Craig McKinneyCFD Investments, Inc.Cincinnati Analysts, Inc.01-02-2009
Charles George Byron1st Global Capital Corp.Hilltop Securities Inc.01-02-2009
Marcus Whitney MagersPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.01-02-2009
Greg David HornokRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Paul G. GeisRBC Capital Markets, LLCUBS Financial Services Inc.01-02-2009
Edward Linn Heartfield Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
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Showing 1 to 25 of 12,876 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.