Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-02-2009
Scott Albert ONealWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00001-02-2009
Karen Melissa TransierMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-02-2009
Weldon Craig McKinneyCFD Investments, Inc.Cincinnati Analysts, Inc.01-02-2009
Christopher Wilkinson GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-02-2009
Greg David HornokRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Jack A Cliff JrLPL Financial LLCUBS Financial Services Inc.$5001-05-2009
Stephen Francis CatonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2009
Richard Scott FigueroaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-06-2009
Dennis Dingman HobbsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-07-2009
David John AignerUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
Jon Mark VilmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-08-2009
Jeffrey David PiepgrasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$26501-08-2009
Christopher Michael PerryUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
Bonnie Lynn RobinsonAvantax Investment Services, Inc.Cetera Advisor Networks LLC01-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-08-2009
Mark David GonzalesFarmers Financial Solutions, LLCState Farm VP Management Corp.01-08-2009
Greg Scott StilesUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Martha Gail ONeillB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2009
Jennifer HendersonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
James Patrick OConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Robert Scott AtkinsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
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Showing 1 to 25 of 7,428 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.