Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Albert O'NealWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Weldon Craig McKinneyCFD Investments, Inc.Cincinnati Analysts, Inc.01-02-2009
Jack A Cliff Jr.LPL Financial LLCUBS Financial Services Inc.$10001-05-2009
Dennis Dingman HobbsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2009
Jeffrey David PiepgrasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$20001-08-2009
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-08-2009
Jon Mark VilmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-08-2009
David John Aigner, Christopher Michael PerryUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
Bonnie Lynn RobinsonHD Vest Investment ServicesCetera Advisor Networks LLC01-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-08-2009
Mark David GonzalesFarmers Financial Solutions, LLCState Farm VP Management Corp.01-08-2009
James Patrick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Raymond Hall Stauffacher IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009
Martha Gail O'NeillB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
Jennifer Henderson, Laura Shannon DillonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Robert Scott AtkinsonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Bradford John BoikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Craig Denney VossRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2501-12-2009
Michael Mcrae DellingerUBS Financial Services Inc.Morgan Stanley & Co. Incorporated$15001-14-2009
William David JackmanUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-14-2009
Robert Charles MuellerUBS Financial Services Inc.Morgan Stanley & Co. LLC01-14-2009
Sean Adam CusackUBS Financial Services Inc.Morgan Stanley & Co. LLC01-14-2009
Next Page »

Showing 1 to 25 of 6,842 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.