Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bevin Hartnett Joseph RestivoRaymond James & Associates, Inc.Waddell & Reed$13710-16-2019
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Aaron Chin-Yuan ChaoCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-15-2018
Aaron David DyasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-21-2019
Aaron Grant HolderGWN Securities Inc.PlanMember Securities Corporation03-16-2016
Aaron J GoldmanJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-14-2017
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$10006-17-2010
Aaron Joseph PlautzPrincipia Wealth Advisory, LLCEquitable Advisors, LLC03-03-2010
Aaron Joseph VilfordiAmeriprise Financial Services, LLCUBS Financial Services Inc.11-16-2018
Aaron Jussi ThomasCambridge Investment Research, Inc.WFG Investments, Inc.$5008-01-2017
Aaron K RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron Kyllo PettyUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, LLC09-14-2015
Aaron Linn ReddingProEquities, Inc.OneAmerica Securities, Inc.12-08-2017
Aaron M PulsfordEdward JonesUSAA Financial Advisors, Inc.$15012-05-2014
Aaron Matthew CarvajalPurshe Kaplan Sterling InvestmentsEquitable Advisors, LLC11-15-2019
Aaron Michael ByrkitBland Garvey Wealth Advisors, LLCUBS Financial Services Inc.03-16-2015
Aaron Michael JablonskySTA Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Aaron Patrick StevensRaymond James Financial Services, Inc.Edward Jones$15002-15-2018
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC05-25-2018
Aaron Peter WismarFidelity Brokerage Services LLCXMS Capital Partners, LLC07-02-2020
Aaron Phillip SkutelskyMercer Allied Company, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2017
Aaron Ray KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-19-2015
Aaron Robert DayTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC03-09-2016
Aaron S HarveyCharles Schwab & Co., Inc.Investment Professionals, Inc.04-30-2018
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Showing 1 to 25 of 7,428 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.