Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
A Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC$5012-14-2012
Aaron SamuelsAXA Advisors, LLCState Farm VP Management Corp.08-08-2016
Aaron Allan PottichenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Aaron Arthur RoesslerHD Vest Investment ServicesMML Investors Services, LLC04-16-2013
Aaron Craig GellerUSCA Securities LLCUBS Financial Services Inc.05-27-2014
Aaron D'Earl DundaFirst Command Financial Planning, Inc.PFS Investments Inc.09-05-2012
Aaron Francisco FloresGenerations Private WealthLPL Financial LLC07-11-2017
Aaron Francisco FloresLPL Financial LLCDeeproot Advisory Services, LLC02-25-2016
Aaron Grant HolderGWN Securities Inc.PlanMember Securities Corporation$103-16-2016
Aaron Joseph GoldmanTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC02-15-2017
Aaron Joseph PlautzPrincipia Wealth Advisory, LLCAXA Advisors, LLC03-03-2010
Aaron Jussi ThomasWFG Investments, Inc.Huckin Financial Group, Inc.06-08-2012
Aaron Keith UlrichInvestment Professionals, Inc.Waddell & Reed08-25-2016
Aaron Kyle RainwaterWells Fargo Clearing Services, LLCBBVA Securities Inc.06-20-2014
Aaron Kyllo PettyUnited Planners' Financial Services of America A Limited PartnerAmeriprise Financial Services, Inc.09-14-2015
Aaron Linn ReddingProEquities, Inc.OneAmerica Securities, Inc.12-08-2017
Aaron Linn ReddingOneAmerica Securities, Inc.Lincoln Financial Securities Corporation12-02-2014
Aaron Linn ReddingLincoln Financial Securities CorporationWells Fargo Clearing Services, LLC09-17-2010
Aaron Louis GutierrezChase Investment Services Corp.Ameriprise Financial Services, Inc.11-22-2010
Aaron Michael ByrkitBland Garvey Wealth Advisors, LLCUBS Financial Services Inc.03-16-2015
Aaron Michael JablonskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Securities Corporation$101-27-2012
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Aaron Michael MccubbinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-28-2017
Aaron Mitchell HesselLion Street Financial, LLCWoodbury Financial Services, Inc.01-03-2017
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Showing 1 to 25 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.

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