Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Ryan Edward BarcenaRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Tracy Diane ValeroLPL Financial LLCH.D. Vest Advisory Services, Inc06-19-2019
Angeline Anita CaesarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Karen Elizabeth ChaseHD Vest Investment ServicesPFS Investments Inc.05-31-2019
Angel Anibal Berlingeri Jr.Cetera Advisors LLCTaylor Capital Management Inc.05-30-2019
Kelsey Kay WhiteNTB Financial CorporationJ.P. Morgan Securities LLC05-29-2019
Christopher Brian MankoffWaddell & ReedJ.P. Morgan Securities LLC05-24-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Robert William WoodWood Wealth Management LLCWoodbury Financial Services, Inc.05-07-2019
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
Michael Howard McConnellB. Riley Wealth ManagementUSCA Securities LLC05-02-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
Michelle ReynoldsSecurities Service Network, LLCKovack Securities Inc.04-25-2019
Marcus Houston QuallsRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.04-23-2019
John R. KoeijmansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Lance Clayton WhitworthStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Steven Joe CombestFSC Securities CorporationCapital Financial Services, Inc.04-18-2019
John KoshySymphony Retirement Partners LLCLincoln Financial Advisors Corporation04-04-2019
Doris G. SilvaVALIC Financial Advisors, Inc.LPL Financial LLC03-25-2019
Craig Randall CokerCantella & Co., Inc.Allstate Financial Services, LLC03-21-2019
Carter Graham HarbuckLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Todd Allen PaceLPL Financial LLCMutual of Omaha Investor Services, Inc.03-15-2019
Next Page »

Showing 1 to 25 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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