Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John F DonovanSecurities America, Inc.Lincoln Financial Securities Corporation10-31-2014
The Income Solutions GroupCapital Guardian Trust CompanyLaidlaw & Company (UK) Ltd.03-23-2011
James HudsonEquitable Advisors, LLCM Holdings Securities, Inc.04-02-2020
Lynn Davis Russell Baker Chelsea Magby Karen Martin Rick PattersonRaymond JamesLPL Financial LLC12-18-2014
Mark IrvingEquitable Advisors, LLCPark Avenue Securities LLC05-06-2020
Thomas KarstenTriad Advisors LLCDeWaay Financial Network, LLC05-30-2012
Mike Jacobs Eric InmanCapital Guardian Trust CompanySecureVest Financial Group04-01-2011
John McCauleyWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.02-25-2016
Shawn StanleyJPMorgan Chase & Co.Neuberger Berman BD LLC03-14-2014
David Alford Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Jeremy SilvasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Rebecca Gadus Jeffrey Carroll Tyson EubanksRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-27-2015
Hunter GrahamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-18-2014
Katiebeth WorrellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-28-2014
Bruce E MeltonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-27-2014
John J Riffle Patrick Easter Terry Sherman Michael RocheRBC Capital Markets, LLCMorgan Stanley02-10-2014
Tim Marwill Eric WittekRBC Capital Markets, LLCMorgan Stanley02-10-2014
Richard W Ashcroft Darrell J PesekRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-03-2013
Greg T Evans Stephen Allain Jerred R CrumleyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-03-2013
John T BarnefieldRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-03-2013
William W BarrowRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-03-2013
Thomas S DavisRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-09-2013
John B Campanello Peggy CappellettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
Ron Medaris Chris GerrishWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-25-2016
Elaine ElliottWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
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Showing 1 to 25 of 7,428 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.