Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony Alfredo MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-30-2018
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Jeffery Carlton AtwellWells Fargo Advisors Financial Network, LLCEdward Jones$5011-29-2018
Kevin Michael KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
Timothy Cordell SittlerWaterloo Capital ManagementCalton & Associates, Inc.11-28-2018
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC$111-27-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Jose David CamposBBVA Securities Inc.J.P. Morgan Securities LLC$2511-26-2018
Laurie Anne BenchotBBVA Securities Inc.BOK Financial Services, Inc.$5011-26-2018
Jay Wayne GazzierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
William Louis Mckenzie IIIDominion Investor Services, Inc.Foresters Equity Services, Inc.11-23-2018
Ronald Jason PayneNext Financial Group, Inc.Voya Financial Advisors, Inc.11-21-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5411-20-2018
David Jerome FernedingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-20-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Dennis Dane SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Jonathan David GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31411-16-2018
George Louis Vilfordi IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Richard Patrick GleasonPrivate Client Services, LLCWells Fargo Clearing Services, LLC11-15-2018
Brian Neil TobinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.11-14-2018
Karl Milton DagelThe Dagel GroupAmeriprise Financial Services, Inc.11-14-2018
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Juan Pablo RiosAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$111-09-2018
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Showing 226 to 250 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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