Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Leroy WildbergerIntegrity Private Wealth Advisors, LLCAmeriprise Financial Services, Inc.11-09-2018
Charles Collins HartDriftwood Capital, LLCSyntal Capital Partners, LLC11-07-2018
Jose Wilfredo PalaciosBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2018
Daniel G DillardNest Financial LLCSagePoint Financial, Inc.11-06-2018
Hanh Thi TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Joseph Anthony BarbourBBVA Securities Inc.J.P. Morgan Securities LLC$111-06-2018
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Sean Ian McdougleNest Financial LLC360 Wealth Management, LLC11-05-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Gregory Robert ThompsonDavid A. Noyes & CompanyWorld Equity Group, Inc.11-02-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
Oscar Andres RicoOppenheimer & Co. Inc.The GMS Group, LLC$111-02-2018
Paul Tyler HenleyFarris Capital Management Inc.Wells Fargo Clearing Services, LLC11-02-2018
Elizabeth Anne WilsonHilltop Securities Independent Network Inc.Principal Securities, Inc.11-01-2018
James Bradley EarpDominion Investor Services, Inc.Signator Investors, Inc.11-01-2018
Jon Michael VirostekCUSO Financial Services, L.P.The Baker Group, LP11-01-2018
Jim Bryan PulleyFortune Financial Services, Inc.Questar Capital Corporation$2510-31-2018
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-26-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Kathleen Kim KempfYour Path Financial LLCPurshe Kaplan Sterling Investments10-22-2018
Anthony Zantua ZantuaKestra Advisory Services, LLCWealth Enhancement Brokerage Services, LLC10-19-2018
Stephen Christopher TadlockPark Avenue Securities LLCMML Investors Services, LLC$2510-19-2018
« Previous PageNext Page »

Showing 251 to 275 of 9,209 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.