Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-26-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Kathleen Kim KempfYour Path Financial LLCPurshe Kaplan Sterling Investments10-22-2018
Anthony Zantua ZantuaKestra Advisory Services, LLCWealth Enhancement Brokerage Services, LLC10-19-2018
Stephen Christopher TadlockPark Avenue Securities LLCMML Investors Services, LLC$2510-19-2018
Lee Eric EdwardsLincoln Financial Securities CorporationCetera Financial Specialists LLC10-18-2018
Michael Dean FesslerWestlake Wealth Management, LLCEdward Jones10-18-2018
Nelson Robert MatzenPland FinancialHD Vest Investment Services10-18-2018
Yancy Dwayne SpiveyFirst Financial Equity CorporationWells Fargo Advisors Financial Network, LLC$110-18-2018
Brian Robert MolinFrost Brokerage Services, Inc.Principal Securities, Inc.10-16-2018
Randall Scott WardCambridge Investment Research, Inc.Institutional Securities Corporation10-15-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
Richard Michael ToolsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Domenic Anthony PalagrutoHD Vest Investment ServicesSecurities Service Network, LLC$110-10-2018
Jamey Carl GrahamSignal Securities, Inc.Hilltop Securities Inc.10-10-2018
Jason HollandJPMorgan Chase & Co.Wells Fargo Advisors$24010-09-2018
Jeffery Wayne KestingCetera Advisor Networks LLCCambridge Investment Research, Inc.$1010-09-2018
Diego RomeroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
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Showing 276 to 300 of 9,217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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