Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward LicciardiHD Vest Investment ServicesFarmers Financial Solutions, LLC10-03-2018
John Ragsdale BaileyIndependent Advisor Alliance, LLCIndependent Financial Partners10-03-2018
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Sam Fathy GhalySanta Monica Wealth Management, LLCCambridge Investment Research, Inc.10-02-2018
Karin Regina StewartQuestar Capital CorporationOneAmerica Securities, Inc.09-28-2018
Peter Louis CatalanoCatalano FinancialFirst Advisors National, LLC09-28-2018
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Jeffrey Traviss KingDominion Investor Services, Inc.CommunityAmerica Financial Solutions, LLC09-27-2018
John Edward FosdickFearless Solutions LLCKercheville & Company, Inc.09-27-2018
Thomas Jacob TielburKestra Investment Services, LLCTransamerica Investors Securities Corporation09-27-2018
Gregory Michael SmithAllstate Financial Services, LLCVoya Financial Advisors, Inc.$2509-26-2018
Lorilee Ila HicksonGWN Securities Inc.Ameritas Investment Corp.09-26-2018
Olga Maria Gomez-DurrettCitigroup Global Markets Inc.J.P. Morgan Securities LLC$109-25-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Evan David RadmanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Franklin Leonardo MatuteRoseRock Wealth Management, LLCLee Financial Company, LLC09-21-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Helen Renee MorganHD Vest Investment ServicesAllstate Financial Services, LLC09-20-2018
Steven James HarrisMML Investors Services, LLCInvesco Distributors, Inc.09-20-2018
Maribelda Fajardo DhaliwalCitigroup Global Markets Inc.J.P. Morgan Securities LLC$109-19-2018
Kathleen Marie Williams-PriceIndependent Wealth Network, Inc.Brokers International Financial Services, LLC.09-18-2018
Paul Scott SchmidtkeOneAmerica Securities, Inc.Thrivent Investment Management Inc.09-18-2018
Leigh West ZacharyIndependent Financial Group, LLCCalton & Associates, Inc.$2509-17-2018
Robert Allen SilvestriHarbor Financial Services, LLCMorgan Stanley$10009-17-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$109-14-2018
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Showing 301 to 325 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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