Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Atif Iqbal MughalLPL Financial LLCWells Fargo Clearing Services, LLC09-14-2018
Brian Anthony Blas PabloFirst Command Financial Planning, Inc.Wilkinson Financial LLC09-14-2018
Gabriel Tye PelphreyLion Street Financial, LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Michael John FerryJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC09-12-2018
Michael Joseph Dunham Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors09-11-2018
Raymond Edward LancasterNYLIFE Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-11-2018
Aimee Carissa DaigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Ethan David KuninMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-10-2018
Philip Charles EldemireRaymond James & Associates, Inc.RBC Capital Markets, LLC$20009-10-2018
David Lloyd BrundageMML Investors Services, LLCAmeriprise Financial Services, Inc.09-07-2018
Jerry Tyler WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC$109-07-2018
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
Chris Sheets, Forrest GreenJPMorgan Chase & Co.Sanford C. Bernstein & Co. $90009-06-2018
Ilene B. GohmertLPL Financial LLCCambridge Investment Research, Inc.$2509-05-2018
Joseph Dale HermesLPL Financial LLCCambridge Investment Research, Inc.$5009-05-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Vineet Kumar GoyalCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Ernest Jay HornRaymond James Financial Services, Inc.Park Avenue Securities LLC09-04-2018
Ashley Manuel FosterNxt:gen Financial PlanningLincoln Financial Securities Corporation08-31-2018
Christene Atkins BarrattAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-31-2018
Daniel Albert RoeskeRaymond James Financial Services, Inc.The Leaders Group, Inc.08-31-2018
Lawrence Alix Foster IIEdward JonesFidelity Personal and Workplace Advisors08-31-2018
Ledell JohnsonLincoln Financial Securities CorporationMML Investors Services, LLC08-31-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, Inc.$1008-31-2018
Sallie Minsey TeninbaumAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-31-2018
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Showing 326 to 350 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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