Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tanner Garrett MathisLPL Financial LLCEdward Jones$15008-31-2018
Cory Prentiss MccauleySagePoint Financial, Inc.Next Financial Group, Inc.$2508-30-2018
Michael Brett McmahonSagePoint Financial, Inc.Next Financial Group, Inc.$5008-30-2018
Michael Chun ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-30-2018
Randall Gray NeighbourSigma Financial CorporationLincoln Financial Advisors Corporation08-30-2018
Stephen Edward AlexanderSagePoint Financial, Inc.Next Financial Group, Inc.$2508-30-2018
Thomas Alan BairdSagePoint Financial, Inc.Next Financial Group, Inc.$108-30-2018
Bruce A LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
George Louis Saenz Sr.Infinex Investments, Inc.Investment Professionals, Inc.$4408-27-2018
Joaquin Gonzalez Cigarroa IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
Luis Justo Gonzalez IIIInfinex Investments, Inc.Investment Professionals, Inc.$108-27-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
John Edward HarrisRaymond James & Associates, Inc.BOK Financial Services, Inc.08-24-2018
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Elizabeth Lisa TurekMoney Concepts Capital CorpLPL Financial LLC08-22-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7108-21-2018
JOHN EARL HARMANKestra Advisory Services, LLCQuestar Capital Corporation08-21-2018
Jason Windle HarperDominion Investor Services, Inc.Securities America, Inc.$2508-20-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Leslea Elizabeth Stock-LopezLPL Financial LLCB. Riley Wealth Management$2508-20-2018
Colin NormanRNS Wealth Management, LLCPark Avenue Securities LLC08-17-2018
Gary Leon DickHD Vest Investment ServicesSignator Investors, Inc.08-17-2018
Jeremy Shawn AndriesMaster Plan Financial AdvisersGuideStone Financial Services08-17-2018
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Showing 351 to 375 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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