Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Thomas VineyardWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15005-16-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC$105-16-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Robert William WoodWood Wealth Management LLCWoodbury Financial Services, Inc.05-07-2019
Stuart Joseph BabencoClient One Securities LLCWoodbury Financial Services, Inc.$105-06-2019
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
Michael Howard McConnellB. Riley Wealth ManagementUSCA Securities LLC05-02-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany Smith Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Michael Morris MikeskaRaymond James Financial Services, Inc.Wachovia Securities, LLC$10004-30-2019
Michael Jude PeschelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
David Allan McBee Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
Jason Fertitta, Billy Busch, Robert Wellington, Sheldon Busch, Josh Caltrider, Jonathan Schnitzer, Ben AthensAmericana PartnersMorgan Stanley$6,00004-26-2019
William Darryl BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-26-2019
Michelle ReynoldsSecurities Service Network, LLCKovack Securities Inc.04-25-2019
Marcus Houston QuallsRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.04-23-2019
John R. KoeijmansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Lance Clayton WhitworthStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Steven Joe CombestFSC Securities CorporationCapital Financial Services, Inc.04-18-2019
William Campbell Monroe IIIJ.W. Cole Financial, Inc.G.F. Investment Services, LLC$2504-18-2019
Brent Brookshire, BJ BrookshireLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-15-2019
David Ray SimsPrincipal Securities, Inc.LPL Financial LLC$104-09-2019
Scott Francis CunninghamWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2019
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Showing 51 to 75 of 9,217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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