Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ginyier Moneet FieldsOneAmerica Securities, Inc.CUSO Financial Services, L.P.$103-22-2019
Craig Randall CokerCantella & Co., Inc.Allstate Financial Services, LLC03-21-2019
Vineet Kumar GoyalArete Wealth Management, LLCCambridge Investment Research, Inc.$2503-21-2019
Carter Graham HarbuckLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
Brett Jay DiamondRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Jason Anthony BottenfieldRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Todd Allen PaceLPL Financial LLCMutual of Omaha Investor Services, Inc.03-15-2019
Ernest O MillerBB&T Securities, LLCWealthForge Securities, LLC03-12-2019
Michael Elwyn GoettschBrokers International Financial Services, LLC.Edward Jones03-12-2019
Billy Wayne ClementsTitan SecuritiesCetera Advisor Networks LLC$2403-11-2019
Mark Daniel MagarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-11-2019
Tricia L Carter WoodFSC Securities CorporationRhodes Securities, Inc.$1103-11-2019
Troy Don SwanerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-11-2019
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-08-2019
Justin Wade NicholsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-08-2019
Kelli Marie PlutaWealth Covenant Group LLCRaymond James Financial Services, Inc.03-07-2019
Jamie Ray MitchellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Grayson Glenn HopperStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-01-2019
Jason Robert McclanahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-01-2019
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Corp.$2503-01-2019
Melanie Marie MarlinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Michael Otto KurzOverShareCetera Advisor Networks LLC03-01-2019
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Showing 76 to 100 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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