Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC$102-28-2019
Marcus John HernandezKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2019
Sean Patrick MacroryWells Fargo Clearing Services, LLCMorgan Stanley$5002-28-2019
Santo Lawrence BlumkeHD Vest Investment ServicesConcorde Investment Services, LLC02-27-2019
Suresh Amthalal ShahDominion Investor Services, Inc.HD Vest Investment Services02-26-2019
Joseph Michael Piazza IIIPresidio Financial, LLCPark Avenue Securities LLC02-25-2019
Luz Maria VelasquezBOK Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2019
Matthew W DockallPresidio Financial, LLCPark Avenue Securities LLC02-25-2019
Wesley Jay KeetonThe Keeton GroupAmeritas Investment Corp.02-25-2019
Ashlee K Taylor-RiversWells Fargo Clearing Services, LLCComerica Securities$102-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
Leslie Rae LoseySecurities Management & Research, Inc.Advanced Advisor Group, LLC02-21-2019
Russell Edward HarrisPuritan Brokerage Services, Inc.G.F. Investment Services, LLC02-21-2019
Pablo Abel Gonzalez Jr.BBVA Securities Inc.NYLIFE Securities LLC02-20-2019
Kyle Eugene HacklerTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.02-19-2019
Robert Martin WerrDominion Investor Services, Inc.Equity Services, Inc.$2502-19-2019
Casey Justin FryPrincipal Securities, Inc.Raymond James Financial Services, Inc.$102-18-2019
Lynne Josette LubyFirst Canterbury Securities, Inc.Institutional Securities Corporation$10002-16-2019
Kevin B ArmesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Matthew Robert HolmesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-15-2019
Nora Virginia CastroAmeriprise Financial Services, Inc.Morgan Stanley$1,00002-15-2019
Ricardo Antonio Lima Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$102-15-2019
Simon John TannerEdward JonesThe GMS Group, LLC02-15-2019
Stephen Fletcher MixonEdward JonesFrost Brokerage Services, Inc.02-15-2019
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Showing 101 to 125 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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