Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casey Justin FryPrincipal Securities, Inc.Raymond James Financial Services, Inc.$102-18-2019
Lynne Josette LubyFirst Canterbury Securities, Inc.Institutional Securities Corporation$10002-16-2019
Kevin B ArmesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Matthew Robert HolmesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-15-2019
Nora Virginia CastroAmeriprise Financial Services, Inc.Morgan Stanley$1,00002-15-2019
Ricardo Antonio Lima Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$102-15-2019
Simon John TannerEdward JonesThe GMS Group, LLC02-15-2019
Stephen Fletcher MixonEdward JonesFrost Brokerage Services, Inc.02-15-2019
Frances Gardner, Andrew Gardner, Patrick WallaceKestra FinancialHornor, Townsend & Kent, LLC$23502-13-2019
Erik Carl MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2019
Matthew Dill LandryAmeriprise Financial Services, Inc.Edward Jones02-13-2019
Leah Anne ColemanOrchard Financial GroupWaterloo Capital Management02-12-2019
Lori Lynne SiegelRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-12-2019
Robert Anthony RussoRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-12-2019
Brian Remson, Brian Davis Credent WealthRaymond James$10002-12-2019
Brian Davis, Brian RemsonLPL Financial LLCRaymond James & Associates, Inc.$11002-11-2019
Carolyn Leticia Mora1st Global Capital Corp.HD Vest Investment Services$102-11-2019
Joshua Augustus EllerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-11-2019
Natalie R TurmanFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC02-11-2019
James A FranklinCetera Advisor Networks LLC1st Global Capital Corp.$1002-08-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15002-06-2019
Brent Edwin ShepherdWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
Joseph Allen ArmstrongGWN Securities Inc.MML Investors Services, LLC$2502-05-2019
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Christopher Darnell McfaddenLincoln Financial Securities CorporationAXA Advisors, LLC$102-04-2019
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Showing 126 to 150 of 9,217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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