Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Layton WebbGagni Asset Management LLCDominion Investor Services, Inc.01-28-2019
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
George Wesley Oliver IVRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-25-2019
Scott Harper YarbroughRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.01-25-2019
Terry Sue MooneyhamAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5001-25-2019
Curtis Bernard WileyLPL Financial LLCAllstate Financial Services, LLC01-23-2019
David Ray SimsHouseholder Group Estate & Retirement SpecialistsPrincipal Securities, Inc.01-23-2019
Robert Deane Lenertz Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2019
W Michael MacfarlaneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$14301-22-2019
Eric James CanuppEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Jodi Christine PickensBBVA Securities Inc.J.P. Morgan Securities LLC01-18-2019
Kurt Thomas Von BuettnerEdward JonesSWBC Investment Services, LLC$101-18-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Robert Stephen KatchinoskiSigma Financial CorporationAmeriprise Financial Services, Inc.$2501-18-2019
Robert S. DoughertyArete Investments, LLCLPL Financial LLC01-18-2019
Bruce Paulus HoffmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2019
Matt Peter PaulRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$101-17-2019
Michelle Bradshaw OrcuttRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2019
Ramiro Martinez GonzalesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-17-2019
Toni Lynn RoseStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-17-2019
Wesley Ryon SorensenLPL Financial LLCPrincipal Securities, Inc.01-17-2019
Jaimin Michael GarabedianGB Wealth Advisors LLCPost Oak Private Wealth Advisors01-16-2019
George Hernandez SoulayracEdward JonesThrivent Investment Management Inc.01-14-2019
Jeremiah Devein EscamillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company01-12-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$101-11-2019
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Showing 151 to 175 of 9,209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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