Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaquelin Orantes YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Erik Edward AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.$15012-17-2018
Justin David DockterTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC12-17-2018
Terrence BurneyFarmers Financial Solutions, LLCNationwide Securities, LLC12-17-2018
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$112-14-2018
Ronald Mark AllisonFortress Estate Solutions, PLLCVALIC Financial Advisors, Inc.12-14-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Barbara Elizabeth LeonardLPL Financial LLCHD Vest Investment Services$112-12-2018
Byron D'Charles FreemanJ.P. Morgan Securities LLCOneAmerica Securities, Inc.12-12-2018
Mariette Denise Luchini - JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Landon Allen Marx ILPL Financial LLCFidelity Personal and Workplace Advisors12-11-2018
Kristopher Forest EtterBeacon Financial Planners, IncCalton & Associates, Inc.12-10-2018
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC$112-07-2018
Lucas M BartonCetera Advisor Networks LLCLockton Financial Advisors, LLC12-07-2018
Quincy Jovon Goudeau Sr.Wells Fargo Clearing Services, LLCLPL Financial LLC$112-07-2018
Adil Noorallah MackwaniM&A WealthPark Avenue Securities LLC12-06-2018
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
Forrest Andrew JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFortune Financial Services, Inc.$2512-06-2018
Jean Willie HoodNorthwestern Mutual Investment Services, LLCEquity Services, Inc.12-06-2018
Omal Antony JosephWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2018
Verlin Dion HobbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
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Showing 201 to 225 of 9,217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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