Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Carl MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2019
Christopher Darnell McfaddenLincoln Financial Securities CorporationAXA Advisors, LLC$102-04-2019
Ethan David KuninMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-10-2018
Michael Paul VoltinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-09-2018
Marcella Ann EvansHD Vest Investment ServicesAXA Advisors, LLC07-12-2018
Alexander James SpradlinJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2018
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Lance Tomas FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-11-2018
Stephen Robert HultgrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2018
Victor RatiuWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2018
Justin Tyrone ScottAmeriprise Financial Services, Inc.AXA Advisors, LLC01-03-2018
Colton Wade JacobWells Fargo Clearing Services, LLCAXA Advisors, LLC11-30-2017
Caleb Keaghey JohnsonBBVA Securities Inc.AXA Advisors, LLC11-28-2017
David Jae JungJ.P. Morgan Securities LLCAXA Advisors, LLC11-27-2017
Meredith Ray CooperRaymond James & Associates, Inc.AXA Advisors, LLC10-03-2017
Sharon Lynne KollmarHD Vest Investment ServicesAXA Advisors, LLC09-28-2017
Joel Michael CramerJ.P. Morgan Securities LLCAXA Advisors, LLC08-25-2017
Vincent Connor FuchsWells Fargo Clearing Services, LLCAXA Advisors, LLC08-07-2017
Harold August Michael Dede IIICambridge Investment Research, Inc.AXA Advisors, LLC$1008-01-2017
Benjamin Javier RuizJ.P. Morgan Securities LLCAXA Advisors, LLC07-24-2017
Esmond M PabilonaMercer Global Advisors Inc.AXA Advisors, LLC07-20-2017
John Patrick FlynnUSAA Financial Advisors, Inc.AXA Advisors, LLC05-19-2017
Andrew Michael StephensJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2017
Colby Marshall HuntJ.P. Morgan Securities LLCAXA Advisors, LLC05-05-2017
Dylan Robert Greene1st Global Capital Corp.AXA Advisors, LLC04-21-2017
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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