Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor Austin ChamnessFrost Brokerage Services, Inc.AXA Advisors, LLC07-16-2019
Dylan Chase McdowellLPL Financial LLCAXA Advisors, LLC07-11-2019
Colin WongEdward JonesAXA Advisors, LLC$2506-28-2019
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Jason M. JonesLPL Financial LLCAXA Advisors, LLC06-03-2019
Herbert Green Straughter Jr.LPL Financial LLCAXA Advisors, LLC05-23-2019
Todd Lynne CoxRaymond James Financial Services, Inc.AXA Advisors, LLC05-17-2019
Xavier Leland SykesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-17-2019
Daniel J. BolivarMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-16-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCAXA Advisors, LLC04-09-2019
J Taylor Laing DavisWestpark Wealth AdvisorsAXA Advisors, LLC03-01-2019
Erik Carl MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2019
Christopher D McFaddenLincoln Financial Securities CorporationAXA Advisors, LLC02-04-2019
Trevor Landry ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-17-2018
Whitney Lea McdonaldThrivent Investment Management Inc.AXA Advisors, LLC12-04-2018
Ethan David KuninMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-10-2018
Michael P. VoltinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-09-2018
Andrew Philip WoodVALIC Financial Advisors, Inc.AXA Advisors, LLC05-29-2018
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Lance Tomas FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-11-2018
Parker Josiah TroutnerAllied Wealth ManagementAXA Advisors, LLC05-08-2018
Victor RatiuWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2018
Colton W. JacobWells Fargo Clearing Services, LLCAXA Advisors, LLC11-30-2017
Caleb Keaghey JohnsonBBVA Securities Inc.AXA Advisors, LLC11-28-2017
Sharon Lynne KollmarHD Vest Investment ServicesAXA Advisors, LLC09-28-2017
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.