Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin D. Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Parker Josiah TroutnerAllied Wealth ManagementAXA Advisors, LLC05-08-2018
Michael Morris AndersonAllstate Financial Services, LLCAXA Advisors, LLC05-03-2018
Robert M. Adams Jr.Allstate Financial Services, LLCAXA Advisors, LLC07-20-2009
Madison D. BroylesAmericana Partners, LLCAXA Advisors, LLC01-27-2020
Christopher Wayne SimmonsAmeriprise Financial Services, LLCAXA Advisors, LLC05-21-2019
Justin Tyrone ScottAmeriprise Financial Services, LLCAXA Advisors, LLC01-03-2018
Cristian A. MoncayoAmeriprise Financial Services, LLCAXA Advisors, LLC12-18-2015
Paul Anthony DickensAmeriprise Financial Services, LLCAXA Advisors, LLC06-30-2010
James A. JenkinsAmeritas Investment Company, LLCAXA Advisors, LLC09-28-2017
Marcella Ann EvansAvantax Investment Services, Inc.AXA Advisors, LLC07-12-2018
Sharon Lynne KollmarAvantax Investment Services, Inc.AXA Advisors, LLC09-28-2017
Sang H. BaikAvantax Investment Services, Inc.AXA Advisors, LLC08-02-2011
Sean Patrick EamesAvantax Investment Services, Inc.AXA Advisors, LLC02-11-2011
David R CraunAvantax Investment Services, Inc.AXA Advisors, LLC11-11-2009
Luis Gerardo NolascoAXA Advisors, LLCAXA Advisors, LLC06-20-2011
Ryan Paul HaislipBBVA Securities Inc.AXA Advisors, LLC07-26-2019
Caleb Keaghey JohnsonBBVA Securities Inc.AXA Advisors, LLC11-28-2017
Harold August Michael Dede IIICambridge Investment Research, Inc.AXA Advisors, LLC$1008-01-2017
Rebecca Dawn TurnerCambridge Investment Research, Inc.AXA Advisors, LLC11-14-2014
Gus Miller MaskCambridge Investment Research, Inc.AXA Advisors, LLC07-01-2014
Christopher Dee JeffersCambridge Investment Research, Inc.AXA Advisors, LLC$5006-30-2014
Jared Thomas SheppardCharles Schwab & Co., Inc.AXA Advisors, LLC09-09-2019
George Wayne RabelCharles Schwab & Co., Inc.AXA Advisors, LLC05-01-2018
Imran A. UddinCharles Schwab & Co., Inc.AXA Advisors, LLC07-28-2016
Next Page »

Showing 1 to 25 of 249 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.