Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ormand Lee O'NealUBS Financial Services Inc.AXA Advisors, LLC02-10-2009
Leslie Robert RosenblattMML Investors Services, LLCAXA Advisors, LLC03-10-2009
Maria Victoria RuizChase Investment Services Corp.AXA Advisors, LLC04-01-2009
Douglas Grant BashawMML Investors Services, LLCAXA Advisors, LLC$1005-01-2009
Clayton James GrossChase Investment Services Corp.AXA Advisors, LLC06-01-2009
Charles L. FryNew England SecuritiesAXA Advisors, LLC07-06-2009
Robert M. Adams Jr.Allstate Financial Services, LLCAXA Advisors, LLC07-20-2009
Jeffery Wayne KestingGirard Securities, Inc.AXA Advisors, LLC07-27-2009
Ryan Andrew OzataLegend Equities CorporationAXA Advisors, LLC09-01-2009
Bryce Neal MearesNew England SecuritiesAXA Advisors, LLC09-01-2009
Gregory Lee RychlikNew England SecuritiesAXA Advisors, LLC$1009-17-2009
Aaron Paul KarasChase Investment Services Corp.AXA Advisors, LLC09-21-2009
David R CraunAvantax Investment Services, Inc.AXA Advisors, LLC11-11-2009
Doyle Eugene Walters Jr.Investacorp, Inc.AXA Advisors, LLC$1012-14-2009
Jonathan David CummingsInvestacorp, Inc.AXA Advisors, LLC12-14-2009
Sean Russell TinsleyPark Avenue Securities LLCAXA Advisors, LLC02-02-2010
Aaron Joseph PlautzPrincipia Wealth Advisory, LLCAXA Advisors, LLC03-03-2010
David W. AbernathyChase Investment Services Corp.AXA Advisors, LLC04-19-2010
Danny AllizadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-26-2010
Troy N. ThompsonChase Investment Services Corp.AXA Advisors, LLC06-07-2010
John Louis Fair Jr.Chase Investment Services Corp.AXA Advisors, LLC06-15-2010
Jessica Denee HunnicuttFarmers Financial Solutions, LLCAXA Advisors, LLC06-24-2010
Paul Anthony DickensAmeriprise Financial Services, LLCAXA Advisors, LLC06-30-2010
Keisha Sheree EaglinVALIC Financial Advisors, Inc.AXA Advisors, LLC08-30-2010
Evan Michael MayseWells Fargo Clearing Services, LLCAXA Advisors, LLC09-07-2010
Next Page »

Showing 1 to 25 of 249 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.