Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, LLC06-03-2019
Joseph Stephen St ThomasAltruVista LLCAmeriprise Financial Services, LLC05-21-2019
Victor Hugo GarzaAmicus Financial Advisors, LLCAmeriprise Financial Services, LLC$5005-06-2014
Dan KrausAustin Private WealthAmeriprise Financial Services, LLC$2507-22-2019
Raoul Marie CelerierAustin Private WealthAmeriprise Financial Services, LLC$1307-22-2019
Joshua Charles DvorakAustin Private WealthAmeriprise Financial Services, LLC07-22-2019
Kieu Thi LeAustin Private WealthAmeriprise Financial Services, LLC$2507-18-2019
Alex James WagnerAustin Private WealthAmeriprise Financial Services, LLC$5007-18-2019
Gayle Marie LancasterB. Riley Wealth ManagementAmeriprise Financial Services, LLC05-26-2020
James Raymond BusseyB. Riley Wealth ManagementAmeriprise Financial Services, LLC05-22-2020
Daniel BurgesB. Riley Wealth ManagementAmeriprise Financial Services, LLC07-12-2019
Salim Ali NathaniBenzer CapitalAmeriprise Financial Services, LLC05-13-2015
Matthew Joseph KingCambridge Investment Research, Inc.Ameriprise Financial Services, LLC10-04-2019
Edwin Lewis KeithCambridge Investment Research, Inc.Ameriprise Financial Services, LLC05-30-2014
Henry Durward Thompson JrCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-15-2012
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$5006-15-2012
William Gregg SchnellbacherCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-15-2012
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, LLC12-13-2018
Ryan C WaltonCetera Advisors LLCAmeriprise Financial Services, LLC$5012-13-2018
Chantel G AymondCetera Investment Services LLCAmeriprise Financial Services, LLC10-04-2019
Halean P HenryCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC05-22-2020
Elizabeth Graham TrecartinCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC07-14-2016
Patrick Justin MeansCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC04-12-2010
Nathan Ray MaloneCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-04-2009
Jusmeet Singh VirmaniCopiam Wealth Management, LLCAmeriprise Financial Services, LLC01-31-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.