Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amit JainMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.05-20-2013
John Louis Fair Jr.Citigroup Global Markets Inc.BBVA Compass Investment Solutions, Inc.05-09-2013
Mark Quentin WalkerEdward JonesBBVA Compass Investment Solutions, Inc.$25004-22-2013
Allen Michael DavidAXA Advisors, LLCBBVA Compass Investment Solutions, Inc.04-22-2013
Emilio Guajardo Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.$10004-17-2013
Jarris Scott DavisJ.P. Morgan Securities LLCBBVA Compass Investment Solutions, Inc.$10004-10-2013
Sheri Eddings RobinsonLinscomb & WilliamsBBVA Compass Investment Solutions, Inc.03-22-2013
Karen Yvonne GonzalesInvestment Professionals, Inc.BBVA Compass Investment Solutions, Inc.02-28-2013
Elizabeth Sheldon KramerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.12-20-2012
Harry Webster Baldwin IVCapital One Investment Services LLCBBVA Compass Investment Solutions, Inc.$10011-27-2012
David Alistair CalderheadNext Financial Group, Inc.BBVA Compass Investment Solutions, Inc.$10010-01-2012
John Michael HansonBOK Financial Securities, Inc.BBVA Compass Investment Solutions, Inc.09-19-2012
Kim Denise CampbellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.09-17-2012
Benton Curtis LacyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.08-31-2012
Doris Gasca SilvaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.08-24-2012
Harvey Rodriguez LopezLPL Financial LLCBBVA Compass Investment Solutions, Inc.08-21-2012
Kevin Michael LockabyRaymond James Financial Services, Inc.BBVA Compass Investment Solutions, Inc.$50007-27-2012
Cyan Elizabeth BatchelorLPL Financial LLCBBVA Compass Investment Solutions, Inc.$10007-26-2012
Jeff C. CarlileLPL Financial LLCBBVA Compass Investment Solutions, Inc.$33007-26-2012
Maria Elena TorresChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.07-10-2012
Robert EchavarriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.$25007-09-2012
Christopher Bryan BarlowUSAA Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.06-11-2012
Joan Mason SutphenCambridge Investment Research, Inc.BBVA Compass Investment Solutions, Inc.04-27-2012
John Mark HumphriesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.$10004-10-2012
Richard WilliamsonGirard Securities, Inc.BBVA Compass Investment Solutions, Inc.02-29-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.