Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Coy JacobsAvondale Wealth Management LLCBBVA Compass Investment Solutions, Inc.03-26-2010
Samuel Sean McGeeAvondale Wealth Management LLCBBVA Compass Investment Solutions, Inc.03-26-2010
Ignacio Antonio PerezantaBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$15005-16-2013
Robert Edwin Klein Jr.BBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$10005-16-2013
Denise S. GravesBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$10005-16-2013
Roberto C. GuiotBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$7505-16-2013
John Michael BolesBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$5005-16-2013
Roberto EscobarBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$2505-16-2013
Eliab Fernando AlonzoBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$2505-16-2013
Scott Michael ZindlerBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$1005-16-2013
Leticia AlbiterBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$1005-16-2013
Allen Reams MorganBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.$1005-16-2013
Erin Marie SmithBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Leonard Neil Martin Jr.BBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Paul Jay MarstonBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Malinda Marie MartinBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Sharon Denise HockBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Peter John LynchBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Jeffrey Neill GlennBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Cecily Ann Diaz-ArauzoBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Brian Roger JamesBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Gay S. StricklandBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Cheryl Lee PersonsBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Karl Hoover HoltzmanBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Erick Manuel MironBBVA Securities Inc.BBVA Compass Investment Solutions, Inc.05-16-2013
Next Page »

Showing 1 to 25 of 118 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.