Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Coy JacobsAvondale Wealth Management LLCBBVA Compass Investment Solutions, Inc.$10003-26-2010
John Robert CarlsonCharles Schwab & Co., Inc.BBVA Compass Investment Solutions, Inc.10-17-2011
Katya Lynn Thompson-CantuCUNA Brokerage Services, Inc.BBVA Compass Investment Solutions, Inc.05-17-2010
Darryl Ray PlunkettEdward JonesBBVA Compass Investment Solutions, Inc.$2501-03-2012
Annie A RamirezFidelity Brokerage Services LLCBBVA Compass Investment Solutions, Inc.09-19-2011
Sheri Eddings RobinsonLinscomb & WilliamsBBVA Compass Investment Solutions, Inc.03-22-2013
Harvey Rodriguez LopezLPL Financial LLCBBVA Compass Investment Solutions, Inc.08-21-2012
Jeff C CarlileLPL Financial LLCBBVA Compass Investment Solutions, Inc.$3307-26-2012
Cyan Elizabeth BatchelorLPL Financial LLCBBVA Compass Investment Solutions, Inc.$2507-26-2012
Dean Andrew WolpertLPL Financial LLCBBVA Compass Investment Solutions, Inc.$5004-05-2010
Robert EchavarriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.$2507-09-2012
Kevin Michael LockabyRaymond James Financial Services, Inc.BBVA Compass Investment Solutions, Inc.$5007-27-2012
Salvador ChavezSWBC Investment Services, LLCBBVA Compass Investment Solutions, Inc.$10003-11-2009
Karla J OrdunaUBS Financial Services Inc.BBVA Compass Investment Solutions, Inc.12-20-2012
Darryl Keith GoolsbyVALIC Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.06-15-2009
Benton Curtis LacyWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.08-31-2012
John Mark HumphriesWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.04-10-2012
Susanne Maria GrayWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.11-28-2011
Jonathan James AulbertWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.$5009-16-2011
Krystal Lok NguyenWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.07-18-2011
Thomas Harold Decker JrWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.$8205-19-2011

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.