Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amit JainMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.05-20-2013
John Louis Fair Jr.Citigroup Global Markets Inc.BBVA Compass Investment Solutions, Inc.05-09-2013
Allen Michael DavidAXA Advisors, LLCBBVA Compass Investment Solutions, Inc.04-22-2013
Sheri Eddings RobinsonLinscomb & WilliamsBBVA Compass Investment Solutions, Inc.03-22-2013
Karen Yvonne GonzalesInvestment Professionals, Inc.BBVA Compass Investment Solutions, Inc.02-28-2013
Elizabeth Sheldon KramerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.12-20-2012
John Michael HansonBOK Financial Securities, Inc.BBVA Compass Investment Solutions, Inc.09-19-2012
Kim Denise CampbellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.09-17-2012
Benton Curtis LacyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.08-31-2012
Doris Gasca SilvaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.08-24-2012
Harvey Rodriguez LopezLPL Financial LLCBBVA Compass Investment Solutions, Inc.08-21-2012
Maria Elena TorresChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.07-10-2012
Christopher Bryan BarlowUSAA Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.06-11-2012
Joan Mason SutphenCambridge Investment Research, Inc.BBVA Compass Investment Solutions, Inc.04-27-2012
Richard WilliamsonGirard Securities, Inc.BBVA Compass Investment Solutions, Inc.02-29-2012
Robert Alan MazzettiTransamerica Financial Advisors, IncBBVA Compass Investment Solutions, Inc.01-13-2012
Carl Edwin JonesMilkie/Ferguson Investments, Inc.BBVA Compass Investment Solutions, Inc.01-12-2012
Arthur Douglas Salmon IVMilkie/Ferguson Investments, Inc.BBVA Compass Investment Solutions, Inc.01-04-2012
Jorge A RomanPFS Investments Inc.BBVA Compass Investment Solutions, Inc.11-29-2011
Wendy Trahan CepakFSC Securities CorporationBBVA Compass Investment Solutions, Inc.11-17-2011
Christopher Lee CortezSWBC Investment Services, LLCBBVA Compass Investment Solutions, Inc.10-31-2011
Murra Demond ForbesVALIC Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.10-18-2011
Raul Garcia Jr.Capital One Investment Services LLCBBVA Compass Investment Solutions, Inc.08-29-2011
Krystal Lok NguyenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.07-18-2011
Michael Lee PhillipsChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.07-11-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.