Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Frances Kay JohnsonLPL Financial LLCBBVA Securities Inc.08-07-2018
Oscar Orlando SilvaLPL Financial LLCBBVA Securities Inc.08-01-2018
Rafael MataLPL Financial LLCBBVA Securities Inc.07-18-2018
Preston Earl JonesWells Fargo Clearing Services, LLCBBVA Securities Inc.05-21-2018
Julian Cesar FloresBB&T Securities, LLCBBVA Securities Inc.$2502-13-2018
Joel Espinal MariusAmeriprise Financial Services, Inc.BBVA Securities Inc.01-31-2018
Kimberley Ann Schkade-HillSagePoint Financial, Inc.BBVA Securities Inc.01-26-2018
Carol Susan MackieLion Street Financial, LLCBBVA Securities Inc.11-07-2017
Tammra Lynette MccordLion Street Financial, LLCBBVA Securities Inc.10-19-2017
John Wesley Jett Sr.Raymond James Financial Services, Inc.BBVA Securities Inc.$2510-17-2017
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Bernadette Ann StoneComerica SecuritiesBBVA Securities Inc.$109-27-2017
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.$108-29-2017
Karen Yvonne GonzalesSWBC Investment Services, LLCBBVA Securities Inc.08-24-2017
Shannon Gray TowerWells Fargo Clearing Services, LLCBBVA Securities Inc.08-01-2017
Alejandro FloresWells Fargo Clearing Services, LLCBBVA Securities Inc.06-30-2017
Beth R. LangleyMorgan StanleyBBVA Securities Inc.$106-19-2017
David Picton Suttles Jr.Wells Fargo Clearing Services, LLCBBVA Securities Inc.06-07-2017
Giovanni Antonio MalatestaWells Fargo Clearing Services, LLCBBVA Securities Inc.04-28-2017
Chad Thomas JonesFrost Brokerage Services, Inc.BBVA Securities Inc.$15004-05-2017
Mauricio SanchezJ.P. Morgan Securities LLCBBVA Securities Inc.03-30-2017
Adam Brenning CollinsLPL Financial LLCBBVA Securities Inc.03-21-2017
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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