Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hanlu YeWells Fargo Clearing Services, LLCBBVA Securities Inc.06-28-2019
Sarah Topham BarajasTD Ameritrade Investment Management, LLCBBVA Securities Inc.04-02-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
Oscar O. SilvaLPL Financial LLCBBVA Securities Inc.08-01-2018
Rafael MataLPL Financial LLCBBVA Securities Inc.07-18-2018
Carol Susan MackieLion Street Financial, LLCBBVA Securities Inc.11-07-2017
Tammra Lynette McCordLion Street Financial, LLCBBVA Securities Inc.10-19-2017
John Wesley Jett Sr.Raymond James Financial Services, Inc.BBVA Securities Inc.$2510-17-2017
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Bernadette Ann StoneComerica SecuritiesBBVA Securities Inc.09-27-2017
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.08-29-2017
Shannon G. TowerWells Fargo Clearing Services, LLCBBVA Securities Inc.08-01-2017
Christian Ray EscamillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.07-24-2017
Alejandro FloresWells Fargo Clearing Services, LLCBBVA Securities Inc.06-30-2017
Beth Renee LangleyMorgan StanleyBBVA Securities Inc.06-19-2017
David Picton Suttles Jr.Wells Fargo Clearing Services, LLCBBVA Securities Inc.06-07-2017
Giovanni Antonio MalatestaWells Fargo Clearing Services, LLCBBVA Securities Inc.04-28-2017
Chad Thomas JonesFrost Brokerage Services, Inc.BBVA Securities Inc.$1004-05-2017
Tammie Weber KnoppJ.P. Morgan Securities LLCBBVA Securities Inc.03-15-2017
Caroline B. MitchellSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Patrick Ryan KellerSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Gloria B. RyanSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Next Page »

Showing 1 to 25 of 68 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.