Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francesca D. Gervascio-FranzenRaymond James Financial Services, Inc.BBVA Securities Inc.$50006-22-2018
Joe M. AbbottWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.06-05-2018
Preston Earl JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.05-21-2018
Erika V. MontanaroFrost Brokerage Services, Inc.BBVA Securities Inc.03-30-2018
Joel Espinal MariusAmeriprise Financial Services, Inc.BBVA Securities Inc.$10001-31-2018
Kimberley Ann Schkade-HillSagePoint Financial, Inc.BBVA Securities Inc.01-26-2018
Scarlett Deann TwiggMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.01-03-2018
Carol Susan MackieLion Street Financial, LLCBBVA Securities Inc.11-07-2017
Tammra Lynette MccordLion Street Financial, LLCBBVA Securities Inc.10-19-2017
John Wesley Jett Sr.Raymond James Financial Services, Inc.BBVA Securities Inc.$25010-17-2017
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Bernadette Ann StoneComerica SecuritiesBBVA Securities Inc.$10009-27-2017
Debra Ann RussoPruco Securities, LLC.BBVA Securities Inc.09-26-2017
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.$10008-29-2017
Karen Yvonne GonzalesSWBC Investment Services, LLCBBVA Securities Inc.08-24-2017
Shannon G. TowerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.08-01-2017
Christian Ray EscamillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.07-24-2017
Alejandro FloresWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.06-30-2017
Beth Renee LangleyMorgan StanleyBBVA Securities Inc.$10006-19-2017
David Picton Suttles Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.06-07-2017
Paul Lawrence ThibodeauxBright Wealth Management, LLCBBVA Securities Inc.06-06-2017
Dravannti Durshawn Dumas-JohnsonJ.P. Morgan Securities LLCBBVA Securities Inc.05-05-2017
Giovanni Antonio MalatestaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.04-28-2017
Chad Thomas JonesFrost Brokerage Services, Inc.BBVA Securities Inc.$10004-05-2017
Mauricio SanchezJ.P. Morgan Securities LLCBBVA Securities Inc.03-30-2017
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Showing 26 to 50 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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