Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Claude MarshallWells Fargo Clearing Services, LLCBBVA Securities Inc.12-12-2019
Anne Mays O'ConorLPL Financial LLCBBVA Securities Inc.10-08-2019
Mario Renteria Jr.Edward JonesBBVA Securities Inc.09-20-2019
Matthew McCannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.08-27-2019
Miles Robert MillerRaymond James Financial Services, Inc.BBVA Securities Inc.08-12-2019
Jahaira A. LazoCetera Investment Services LLCBBVA Securities Inc.07-31-2019
Michael Carlos De PippoCetera Investment Services LLCBBVA Securities Inc.$10007-30-2019
Abraham E. MarquezCetera Investment Services LLCBBVA Securities Inc.07-29-2019
Hanlu YeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.$10006-28-2019
Landon Deon JonesJ.P. Morgan Securities LLCBBVA Securities Inc.05-20-2019
Sarah Topham BarajasTD Ameritrade Investment Management, LLCBBVA Securities Inc.04-02-2019
Juan Manuel RasconCetera Investment Services LLCBBVA Securities Inc.$15003-08-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Chrystian Alexander QuinonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-19-2018
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Eddie B Gassaway IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.$10011-02-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$25011-02-2018
Javier Mario Gonzalez Jr.J.P. Morgan Securities LLCBBVA Securities Inc.$10010-23-2018
Clayton Travis BashamJ.P. Morgan Securities LLCBBVA Securities Inc.10-19-2018
Sean M. MartinBOK Financial Securities, Inc.BBVA Securities Inc.09-06-2018
Frances Kay JohnsonLPL Financial LLCBBVA Securities Inc.08-07-2018
Oscar O. SilvaLPL Financial LLCBBVA Securities Inc.08-01-2018
Gilbert LittleRaymond James Financial Services, Inc.BBVA Securities Inc.$15007-24-2018
Rafael MataLPL Financial LLCBBVA Securities Inc.07-18-2018
Iris L. DiazWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.07-03-2018
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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