Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Vernell EstesAmeriprise Financial Services, LLCBBVA Securities Inc.05-15-2015
Sean M MartinBOK Financial Securities, Inc.BBVA Securities Inc.09-06-2018
Paul Lawrence ThibodeauxBright Wealth Management, LLCBBVA Securities Inc.06-06-2017
Jared Landon CainBrokers International Financial Services, LLC.BBVA Securities Inc.05-10-2016
Jahaira A LazoCetera Investment Services LLCBBVA Securities Inc.07-31-2019
Abraham E MarquezCetera Investment Services LLCBBVA Securities Inc.07-29-2019
Juan Manuel RasconCetera Investment Services LLCBBVA Securities Inc.$15003-08-2019
Vickie Renee BoggioCetera Investment Services LLCBBVA Securities Inc.$15007-19-2013
Bernadette A StoneComerica SecuritiesBBVA Securities Inc.09-27-2017
Brad M BurckelCUNA Brokerage Services, Inc.BBVA Securities Inc.12-27-2018
Jorge MaciasCUNA Brokerage Services, Inc.BBVA Securities Inc.06-15-2016
Alfredo K VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Sasha Kene ThompsonEdward JonesBBVA Securities Inc.07-31-2020
Mario Renteria JrEdward JonesBBVA Securities Inc.09-20-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Scott C FrancisEdward JonesBBVA Securities Inc.09-23-2016
Alexander J PadronFirst Command Brokerage Services, Inc.BBVA Securities Inc.12-02-2019
Robert J MayFrost Brokerage Services, Inc.BBVA Securities Inc.02-26-2020
Robyn Renee HoneycuttFrost Brokerage Services, Inc.BBVA Securities Inc.11-26-2018
Erika V MontanaroFrost Brokerage Services, Inc.BBVA Securities Inc.03-30-2018
Chad Thomas JonesFrost Brokerage Services, Inc.BBVA Securities Inc.$15004-05-2017
Sallie Darlene CaruthersHancock Whitney Investment Services Inc.BBVA Securities Inc.04-17-2019
Michael Joseph Kane IIIHilltop Securities Inc.BBVA Securities Inc.$15008-21-2020
Alejandro MojicaJ.P. Morgan Securities LLCBBVA Securities Inc.05-22-2020
Gordon Marshall BuskirkJ.P. Morgan Securities LLCBBVA Securities Inc.04-09-2020
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.