Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kyle RainwaterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.$25006-20-2014
Abraham E. MarquezCetera Investment Services LLCBBVA Securities Inc.07-29-2019
Abraham Eli MarquezLPL Financial LLCBBVA Securities Inc.09-03-2014
Adam Brenning CollinsLPL Financial LLCBBVA Securities Inc.03-21-2017
Adekemi AzeezJ.P. Morgan Securities LLCBBVA Securities Inc.09-11-2015
Adrian Marcelo Gonzalez VillarrealMorgan StanleyBBVA Securities Inc.03-31-2015
Ahren Richard SchulzLPL Financial LLCBBVA Securities Inc.11-09-2016
Alejandro FloresWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.06-30-2017
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$25011-02-2018
Anne Mays O'ConorLPL Financial LLCBBVA Securities Inc.10-08-2019
Aprel Nachole GermanLPL Financial LLCBBVA Securities Inc.08-16-2016
Arturo InigoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.05-09-2016
Ashley Maritza MarquezJ.P. Morgan Securities LLCBBVA Securities Inc.06-02-2016
ASHLEY W. CAUDLEWoodbury Financial Services, Inc.BBVA Securities Inc.$10006-01-2016
Bernadette Ann StoneComerica SecuritiesBBVA Securities Inc.$10009-27-2017
Beth Renee LangleyMorgan StanleyBBVA Securities Inc.$10006-19-2017
Binod RijalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.$10008-03-2015
Blaize N. KaduruJ.P. Morgan Securities LLCBBVA Securities Inc.$10002-05-2014
Brad Allen HolmesJ.P. Morgan Securities LLCBBVA Securities Inc.08-28-2013
Brandon Donald BurtonMML Investors Services, LLCBBVA Securities Inc.02-13-2014
Carlos Manuel ChapaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.09-16-2015
Carol Susan MackieLion Street Financial, LLCBBVA Securities Inc.11-07-2017
Caroline B. MitchellSunTrust Investment Services, Inc.BBVA Securities Inc.02-03-2017
Carrie A. LujanRaymond James Financial Services, Inc.BBVA Securities Inc.01-23-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.