Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis Verdell LundHilltop Securities Independent Network Inc.Banc of America Investment Services, Inc.$37001-22-2009
Stuart SchwartzOppenheimer & Co. Inc.Banc of America Investment Services, Inc.$15001-30-2009
Bill John CallisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.$15002-20-2009
Michael PakH&R Block Financial Advisors, Inc.Banc of America Investment Services, Inc.02-27-2009
Gerald Leroy GobleIMS Securities, Inc.Banc of America Investment Services, Inc.03-01-2009
Jose David CamposWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.$25003-02-2009
Eric Horacio GonzalezNYLIFE Securities LLCBanc of America Investment Services, Inc.03-12-2009
Allen Edward WarcholLPL Financial LLCBanc of America Investment Services, Inc.03-13-2009
Paul Edward ZawilenskiFirst Financial Equity CorporationBanc of America Investment Services, Inc.$10003-21-2009
John Wallace Madden IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.$50003-27-2009
Kevin Ray DeanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.$50003-27-2009
John Bryan RogersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.03-27-2009
William Randall MoeningWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.03-30-2009
Paul Edattukaran ThomasChase Investment Services Corp.Banc of America Investment Services, Inc.04-01-2009
Bradley Alan BowmanCetera Investment Services LLCBanc of America Investment Services, Inc.04-24-2009
Michael Francis WoramLPL Financial LLCBanc of America Investment Services, Inc.$10004-28-2009
Lien LayChase Investment Services Corp.Banc of America Investment Services, Inc.05-01-2009
David William EpsteinChase Investment Services Corp.Banc of America Investment Services, Inc.05-04-2009
Monica Bianckino MyskaRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$50005-08-2009
Darrell Wayne BrooksRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$10005-22-2009
Louis Zarzana MattalianoRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$15005-22-2009
Marvin Charles JoubertRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.05-22-2009
Michael John O'ReillyRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$10005-29-2009
Patrick Stephen Di FazioFrost Brokerage Services, Inc.Banc of America Investment Services, Inc.06-01-2009
Jeffrey Michael AbodeelyChase Investment Services Corp.Banc of America Investment Services, Inc.06-01-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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