Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tricia Jean Fiore-ChettiarAvantax Investment Services, Inc.Brokers International Financial Services, LLC.07-30-2014
Frederick Alan BuehrerD.H. Hill Advisors, Inc.Brokers International Financial Services, LLC.08-01-2017
Taylor T. HodgesD.H. Hill Securities, LLLPBrokers International Financial Services, LLC.12-02-2016
John Charles BrickhouseD.H. Hill Securities, LLLPBrokers International Financial Services, LLC.11-03-2016
Kathleen Marie Williams-PriceIndependent Wealth Network, Inc.Brokers International Financial Services, LLC.$2509-18-2018
Yvonne Marie MorrisPlanMember Securities CorporationBrokers International Financial Services, LLC.02-20-2015
Jan Thomas MohamedSecurities America, Inc.Brokers International Financial Services, LLC.$101-28-2015
Michael Robert ReeseSecurities America, Inc.Brokers International Financial Services, LLC.12-24-2014
Michael Alfred MorganTaylor Capital Management Inc.Brokers International Financial Services, LLC.03-17-2015
Debra Adair Rosenthal-RitterWFG Investments, Inc.Brokers International Financial Services, LLC.01-02-2015

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.