Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bonnie Lynn RobinsonAvantax Investment Services, Inc.Cetera Advisor Networks LLC01-08-2009
Bradford Jude SylveDFW Wealthcare Advisors, LLCCetera Advisor Networks LLC08-28-2017
Carolyn Sue WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$2501-04-2010
Chase C KennerFidelity Brokerage Services LLCCetera Advisor Networks LLC$1,00006-18-2020
Christopher Richard MohringGoldman Sachs Personal Financial ManagementCetera Advisor Networks LLC03-06-2019
Daniel Emmett MaloneKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
David Alan KingAmeriprise Financial Services, LLCCetera Advisor Networks LLC08-21-2020
David Jason DuggerKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
David Stanley LawrenceAmeriprise Financial Services, LLCCetera Advisor Networks LLC$2508-25-2017
David Vaughn Thomas JrAmeritas Investment Company, LLCCetera Advisor Networks LLC$5003-20-2020
Donna Jean TyusBrokers International Financial Services, LLC.Cetera Advisor Networks LLC12-09-2019
Francis A SnyderFortune Financial Services, Inc.Cetera Advisor Networks LLC10-03-2019
Hannah Joy MooreGuiding Wealth, LLCCetera Advisor Networks LLC$103-20-2015
Harold Joe PairLombard Securities IncorporatedCetera Advisor Networks LLC$2602-01-2018
James Edwin AlmondCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2009
James Hampton WestbrooksKestra Investment Services, LLCCetera Advisor Networks LLC$25010-18-2018
Joann Marie NorthHorter Investment Management, LLCCetera Advisor Networks LLC02-12-2020
John Henry StearnsAmeriprise Financial Services, LLCCetera Advisor Networks LLC$5012-04-2019
Kristin Holly MataIgnite Planners LLCCetera Advisor Networks LLC01-07-2020
Kyle Michael RainwaterNational Securities CorporationCetera Advisor Networks LLC08-06-2019
Mary Scott DeissWells Fargo Clearing Services, LLCCetera Advisor Networks LLC05-29-2020
Melanie J HousdenRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$6202-24-2020
Michael Hampton WestbrooksKestra Investment Services, LLCCetera Advisor Networks LLC$15010-18-2018
Michael Otto KurzOverShareCetera Advisor Networks LLC03-01-2019
Moses Lacour JrMoney Concepts Capital CorpCetera Advisor Networks LLC09-02-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.