Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Dustin Gene LambBOK Financial Services, Inc.Cetera Investment Services LLC03-06-2018
Kenneth Taylor MartinBBVA Securities Inc.Cetera Investment Services LLC06-12-2017
Katherine Jean MontellanoWells Fargo Clearing Services, LLCCetera Investment Services LLC03-08-2017
David ZalmanRaymond James Financial Services, Inc.Cetera Investment Services LLC02-03-2017
Diana Teal StargelRaymond James Financial Services, Inc.Cetera Investment Services LLC01-13-2017
Frank Erik PereiraRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2017
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC$2512-05-2016
Heather Michelle HennighRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Hunter Thomas BurdickRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Jason John MikeskaRaymond James Financial Services, Inc.Cetera Investment Services LLC$5012-05-2016
Joanne Marie MathisRaymond James Financial Services, Inc.Cetera Investment Services LLC$112-05-2016
John Michael HansonRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Nadine Lanette ReedRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Paul Gerard CurranRaymond James Financial Services, Inc.Cetera Investment Services LLC$5012-05-2016
Thomas Patrick McneillRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Alan BowmanIntrua FinancialCetera Investment Services LLC10-14-2016
Ginyier Moneet FieldsCUSO Financial Services, L.P.Cetera Investment Services LLC08-22-2016
Srinath Michael DesilvaCUSO Financial Services, L.P.Cetera Investment Services LLC$2508-18-2016
Eddie Raymond YanceyRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
James Brice WestRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Mary Helen McdowRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Richard Brandon BarkerRaymond James Financial Services, Inc.Cetera Investment Services LLC$50008-01-2016
Richard Wade HowardRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Sandra Jean CoyneRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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