Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Dustin Gene LambBOK Financial Services, Inc.Cetera Investment Services LLC03-06-2018
Kenneth Taylor MartinBBVA Securities Inc.Cetera Investment Services LLC06-12-2017
Katherine J. MontellanoWells Fargo Clearing Services, LLCCetera Investment Services LLC03-08-2017
David ZalmanRaymond James Financial Services, Inc.Cetera Investment Services LLC02-03-2017
John Michael HansonRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Joanne Marie MathisRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Alan BowmanIntrua FinancialCetera Investment Services LLC10-14-2016
Srinath Michael DesilvaCUSO Financial Services, L.P.Cetera Investment Services LLC08-18-2016
Phillip Leo Hettich Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Richard Wade HowardRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
James Brice WestRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Sandra J. CoyneRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Michael Joseph Kane IIIBBVA Securities Inc.Cetera Investment Services LLC11-12-2015
Joseph Houston CaterRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Monique Michelle CassidyRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Brad Jason FeldmanRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Maria Arlene HughesRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Jennelle Renee ChorakRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Jaroy Kent MulkeyRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Alfredo Garza IIIRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Sohrab Abbas ZarasvandMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC04-14-2015
Sandra Kay MorkovskyLPL Financial LLCCetera Investment Services LLC08-30-2013
John Allen SeamanWoodbury Financial Services, Inc.Cetera Investment Services LLC04-06-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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