Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lavincent Emil WrenBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Monica E HugleBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Victoria Andrea GriffinBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-21-2012
Jose Omar MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-07-2012
Laura Angelica RiveraBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-15-2012
Angela Meagan SmithLPL Financial LLCChase Investment Services Corp.10-10-2012
Ashley E. MillerBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-10-2012
Michael Trevino HesterWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
Vu Nguyen TranWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
Karla Selene RamirezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-04-2012
Francis Kyei AkomeahBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-01-2012
Monique E. ComstockBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-01-2012
Jeffrey Trenton FalkeUSAA Financial Advisors, Inc.Chase Investment Services Corp.09-18-2012
Julie Ann PonthieuxState Farm VP Management Corp.Chase Investment Services Corp.09-14-2012
Brad CainInvestment Professionals, Inc.Chase Investment Services Corp.09-10-2012
Christopher L. MosesBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-07-2012
Viviana MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-07-2012
Azalea Barrera CampbellBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-06-2012
Alfredo Augusto MonteiroTriad Advisors LLCChase Investment Services Corp.09-05-2012
Clifton Hideki RobertsWells Fargo Clearing Services, LLCChase Investment Services Corp.09-01-2012
Jason Robert ZardavetsBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.08-31-2012
Mi-Song Song YunWaddell & ReedChase Investment Services Corp.08-31-2012
Stacy Ann WellsMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-24-2012
Michael Eric TorresBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.08-20-2012
Carlos Manuel ChapaLPL Financial LLCChase Investment Services Corp.08-13-2012
Next Page »

Showing 1 to 25 of 225 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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