Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melanie Christine DohrmanSigma Financial CorporationChase Investment Services Corp.09-07-2012
David F HillsBessemer Investor Services, Inc.Chase Investment Services Corp.07-15-2012
Crystal SalazarWells Fargo Clearing Services, LLCChase Investment Services Corp.07-06-2012
Mark Anthony NewbouldLPL Financial LLCChase Investment Services Corp.$7207-02-2012
David E Blassingame JrTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.$2506-15-2012
Felicia Ann CumbyEdward JonesChase Investment Services Corp.05-29-2012
Avedis Sevan AltunianFidelity Brokerage Services LLCChase Investment Services Corp.05-14-2012
Leonid M OnyiegoWells Fargo Clearing Services, LLCChase Investment Services Corp.$2504-13-2012
Travis Hampton CrowellBFT Financial Group, LLCChase Investment Services Corp.04-09-2012
Roger Stephen SzczypienWells Fargo Clearing Services, LLCChase Investment Services Corp.$5003-30-2012
Cody W TaffFirst Financial Securities of America, Inc.Chase Investment Services Corp.03-19-2012
Clinton Bert SepolioRBC Capital Markets, LLCChase Investment Services Corp.03-12-2012
Santiago CarranzaEdward JonesChase Investment Services Corp.$2502-03-2012
Timothy Christian OsgoodMorgan StanleyChase Investment Services Corp.$2501-13-2012
Raoul P ShroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2501-13-2012
Jay Hamilton SharpLPL Financial LLCChase Investment Services Corp.11-28-2011
Reginald OKeith Lillie IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2511-07-2011
Holly Diane HagleLPL Financial LLCChase Investment Services Corp.$2510-31-2011
E Lawrence Tyree SmithLincoln Financial Advisors CorporationChase Investment Services Corp.$2510-27-2011
Kurt Christopher GruenbergerLPL Financial LLCChase Investment Services Corp.10-19-2011
Stephen Lynn WadeLPL Financial LLCChase Investment Services Corp.10-14-2011
Jared B PoullardWells Fargo Clearing Services, LLCChase Investment Services Corp.08-19-2011
Patrick Yong-Jun LeeE*TRADE Securities LLCChase Investment Services Corp.08-08-2011
Aaron Tucker MyersCharles Schwab & Co., Inc.Chase Investment Services Corp.08-08-2011
Christopher Scott ArnoldEddleman & Eddleman, LLCChase Investment Services Corp.07-20-2011
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.