Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lavincent Emil WrenBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Monica E HugleBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Veronica Azeneth HollowayTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.12-03-2012
Victoria Andrea GriffinBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-21-2012
Jose Omar MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-07-2012
Laura Angelica RiveraBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-15-2012
Ashley E. MillerBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-10-2012
Angela Meagan SmithLPL Financial LLCChase Investment Services Corp.10-10-2012
Michael Trevino HesterWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
Vu Nguyen TranWells Fargo Clearing Services, LLCChase Investment Services Corp.10-09-2012
Karla S. RamirezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-04-2012
Francis Kyei AkomeahBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-01-2012
Monique E. ComstockBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-01-2012
Jeffrey Trenton FalkeUSAA Financial Advisors, Inc.Chase Investment Services Corp.09-18-2012
Brandon Ronald FresardTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.09-17-2012
Julie Ann PonthieuxState Farm VP Management Corp.Chase Investment Services Corp.09-14-2012
Brad Bradley CainInvestment Professionals, Inc.Chase Investment Services Corp.09-10-2012
Christopher L. MosesBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-07-2012
Viviana MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-07-2012
Azalea B. CampbellBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.09-06-2012
Alfredo Augusto MonteiroTriad Advisors LLCChase Investment Services Corp.09-05-2012
Clifton Hideki RobertsWells Fargo Clearing Services, LLCChase Investment Services Corp.$1009-01-2012
Jason Robert ZardavetsBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.08-31-2012
Mi-Song YunWaddell & ReedChase Investment Services Corp.08-31-2012
Stacy Ann LeutnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-24-2012
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Showing 1 to 25 of 257 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.