Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Felipe Puente Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Brandon D. TatarevichJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Philippe Charles DelvauxJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Gregory John GishJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
David CepedaJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Gustavo A. FernandezJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Michael Roger CarlsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Wyndal Howard Hudson Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Bruce Don DaltonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joe Angel Chairez Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Edward WelkerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Randy Lee RussellJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Raymond Leslie KeoghJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Herbert Lee Bender IIJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jose Antonio Rubio Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Ollin Larry DonohueJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mary Irene McCownJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michelle EnsmingerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Patrick Daniel KrauseJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Mai Ngoc PhanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert Wayne WilliamsJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Shirley Ann CondittJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Rossana Margarita RoysJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Benny Ronald HinsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Elyda Guadalupe MaldonadoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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