Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Eric HawkinsJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Charles Allen BryceJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brian Jing-Wei ChaoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cynthia Nam TranJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John ElisafidisJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Binh Thanh NguyenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher Ray ParkerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Amy Jo SchielackJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Marifei Tajan VegaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert Joseph La GraceJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Norma Lopez Lagunas-TrejoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Rey S. SarmientoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cindy Doreen ReganJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Theresa Ann RuilobaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jesus J. OchoaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Andres GuerraJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gregoria Moya MorenoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Alma A ReyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John Olunafemi AdenijiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Irma RamosJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Syed FariduddinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Diana U. AbalosJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michael Joe McCluskeyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Georgina RodriguezJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tory Wade DevoreJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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