Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Neal WilliamsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Adelina M. SifuentesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Rey De La Rosa IIJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Veronica E. SilvaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brian Alan GlauserJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Javier A. LlamasJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kyle Lee RoehrigJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert Lawrence ElliottJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christopher Thanh BeachJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Lourdes M. NatJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Tiffany Lee SmithJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Neeti RijalJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Kelly D WilkinsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Andrew W. NortonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Cassandra Marisol RichardsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brentley M. WarrenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Yesenia ArroyoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Lauryn Stout ChampagneJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Maxie L. Williams Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Samjhana T. GhimireJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Danielle Elizabeth WebsterJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gabriel A. Villa Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Carol Ann PettusJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Linda Ann SwansonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jayshree S. PatelJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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