Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dat C TrinhAllstate Financial Services, LLCChase Investment Services Corp.$2512-01-2010
David F HillsBessemer Investor Services, Inc.Chase Investment Services Corp.07-15-2012
Travis Hampton CrowellBFT Financial Group, LLCChase Investment Services Corp.04-09-2012
Aaron Tucker MyersCharles Schwab & Co., Inc.Chase Investment Services Corp.08-08-2011
Selene Bastes ArgaoCharles Schwab & Co., Inc.Chase Investment Services Corp.05-10-2010
Patrick Yong-Jun LeeE*TRADE Securities LLCChase Investment Services Corp.08-08-2011
Christopher Scott ArnoldEddleman & Eddleman, LLCChase Investment Services Corp.07-20-2011
Felicia Ann CumbyEdward JonesChase Investment Services Corp.05-29-2012
Santiago CarranzaEdward JonesChase Investment Services Corp.$2502-03-2012
Tammie Lynne PinckardEdward JonesChase Investment Services Corp.06-29-2011
Shawn W ParsonsEdward JonesChase Investment Services Corp.05-02-2011
Mark Anthony MageeEdward JonesChase Investment Services Corp.$5009-01-2009
John Jerald FridayEdward JonesChase Investment Services Corp.$2507-20-2009
Phillip Wallis GunterFarmers Financial Solutions, LLCChase Investment Services Corp.06-30-2009
Avedis Sevan AltunianFidelity Brokerage Services LLCChase Investment Services Corp.05-14-2012
Zachary Mark AllenFirst Financial Equity CorporationChase Investment Services Corp.$5006-11-2010
Cody W TaffFirst Financial Securities of America, Inc.Chase Investment Services Corp.03-19-2012
Joey Jon PierceFSC Securities CorporationChase Investment Services Corp.06-08-2011
E Lawrence Tyree SmithLincoln Financial Advisors CorporationChase Investment Services Corp.$2510-27-2011
Mark Anthony NewbouldLPL Financial LLCChase Investment Services Corp.$7207-02-2012
Jay Hamilton SharpLPL Financial LLCChase Investment Services Corp.11-28-2011
Holly Diane HagleLPL Financial LLCChase Investment Services Corp.$2510-31-2011
Kurt Christopher GruenbergerLPL Financial LLCChase Investment Services Corp.10-19-2011
Stephen Lynn WadeLPL Financial LLCChase Investment Services Corp.10-14-2011
Xavier MarquezdelaplataLPL Financial LLCChase Investment Services Corp.03-25-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.