Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Ann WellsMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10008-24-2012
Shane Michael BulgerinMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-30-2012
Smitha Abraham ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-19-2012
Jeremy C LeedikerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.04-25-2012
Raoul P ShroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25001-13-2012
Michael James BradstreetMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-23-2011
Jennifer Larson HarveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50011-21-2011
Samuel Martin FuentesMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-21-2011
Reginald O'Keith Lillie IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50011-07-2011
Colin Louis BruenjesMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-23-2011
Rajanish BabuMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-16-2011
Lee Edward WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-08-2011
Tuyet-Minh Ha HoangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-24-2011
Sherre Anne BarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-02-2011
Kristina L. ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.04-18-2011
James Earl MahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.12-28-2010
Jason Howell PoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25010-29-2010
Steven ZarkivachMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-27-2010
Michael Blake HannaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-25-2010
Carlos FernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-18-2010
Norma G RobredoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-15-2010
Fernando DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-07-2010
Jesse Lee BelvilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50006-02-2010
Jason Todd ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.04-30-2010
Eric Joseph WinklerMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-17-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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