Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Vaughn LivingstonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2511-17-2017
Nicholas Ray XimenezJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-20-2015
Ryan K Van WagenenUBS Financial Services Inc.Citigroup Global Markets Inc.09-08-2015
Christopher M MillerInvestment Professionals, Inc.Citigroup Global Markets Inc.02-04-2015
Todd Alan VolkmanRaymond James Financial Services, Inc.Citigroup Global Markets Inc.11-10-2014
Gregory Dean AndersonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-16-2014
Kimberly Kay RuleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-01-2014
John Louis Fair Jr.Hornor, Townsend & Kent, LLCCitigroup Global Markets Inc.08-25-2014
Laura Marie SalaburuWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$107-18-2014
Tareq AbdallaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2507-18-2014
Jun Michael TangBBVA Securities Inc.Citigroup Global Markets Inc.07-16-2014
Michael Campbell KettnerKestra Investment Services, LLCCitigroup Global Markets Inc.07-15-2014
Melvin M McculloughCary Street PartnersCitigroup Global Markets Inc.$1,00007-10-2014
Richard Patrick VerlinTransamerica Financial Advisors, IncCitigroup Global Markets Inc.06-16-2014
Antonio Medrano IIIUSAA FINANCIAL PLANNING SERVICESCitigroup Global Markets Inc.01-15-2014
Jacqueline Sue MijolMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-15-2014
Jonathan M PobleteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5008-23-2013
Raed Mahmoud RashidWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2508-23-2013
Troy Don SwanerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-15-2013
Charles Bruce Denson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-22-2013
Jose Luis Rincon-Gallardo RomoUBS Financial Services Inc.Citigroup Global Markets Inc.06-28-2013
Shannon Edward GillisJ.P. Morgan Securities LLCCitigroup Global Markets Inc.02-13-2013
Kenneth James Belter IIRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.10-11-2012
William Leo SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$110-11-2012
Christopher Dwayne MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$109-24-2012
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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