Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hector Luis GonzalezRaymond James & Associates, Inc.Citigroup Global Markets Inc.09-02-2020
Brandon M MatyuchFrost Brokerage Services, Inc.Citigroup Global Markets Inc.09-10-2019
Jonathan Robert KoteckiFrost Investment ServicesCitigroup Global Markets Inc.$2511-16-2018
Bradley Vaughn LivingstonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-17-2017
Casey Alan CagleTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.06-05-2017
Joey Sergio SotoLPL Financial LLCCitigroup Global Markets Inc.10-30-2015
Tareq AbdallaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2507-18-2014
Laura Marie SalaburuWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-18-2014
Melvin M McCulloughCary Street PartnersCitigroup Global Markets Inc.$1,00007-10-2014
Jonathan M PobleteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5008-23-2013
Raed Mahmoud RashidWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2508-23-2013
Joshua James HussongCharles Schwab & Co., Inc.Citigroup Global Markets Inc.07-23-2013
Charles Bruce Denson JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-22-2013
Jose Luis Rincon-Gallardo RomoUBS Financial Services Inc.Citigroup Global Markets Inc.06-28-2013
Barry Charles GoldblattMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-22-2013
Ken Belter Will SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$13010-11-2012
William Leo SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.10-11-2012
Christopher Dwayne MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-24-2012
Kimberly Elizabeth JohnsonEdward JonesCitigroup Global Markets Inc.08-06-2012
Evans Scott AttwellFrost Brokerage Services, Inc.Citigroup Global Markets Inc.$5005-25-2012
Belinda P PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-02-2011
Scott Lee PeeblesTrellisent InvestmentsCitigroup Global Markets Inc.10-13-2009
Luvy S GonzalezMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Richard SanbornMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Claudia Longwell Mollerup-MadsenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.