Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua James HussongCharles Schwab & Co., Inc.Citigroup Global Markets Inc.$1007-23-2013
Charles Bruce Denson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-22-2013
Jose Luis Rincon-Gallardo RomoUBS Financial Services Inc.Citigroup Global Markets Inc.06-28-2013
Francisco L. ElizondoScottrade, Inc.Citigroup Global Markets Inc.06-18-2013
Shannon Edward GillisJ.P. Morgan Securities LLCCitigroup Global Markets Inc.02-13-2013
Ruth H. WattsCitigroup Global Markets Inc.Citigroup Global Markets Inc.01-09-2013
Kenneth James Belter IIRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.10-11-2012
William Leo SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.10-11-2012
Christopher Dwayne MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-24-2012
Christopher Dale PearoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-18-2012
Donald Matthew FerrellHilltop Securities Inc.Citigroup Global Markets Inc.08-01-2012
Evans Scott AttwellFrost Brokerage Services, Inc.Citigroup Global Markets Inc.05-25-2012
Selenne CalhamerUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.$10005-02-2012
Jason Matthew AdamcikChase Investment Services Corp.Citigroup Global Markets Inc.08-01-2011
Ava Sue MagnerInvestment Professionals, Inc.Citigroup Global Markets Inc.05-13-2011
Belinda P PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-02-2011
Jason Trevor MungerUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.07-23-2010
Michael Eric TorresWaddell & ReedCitigroup Global Markets Inc.$5006-14-2010
Scott Lee PeeblesTrellisent InvestmentsCitigroup Global Markets Inc.10-13-2009
Terry Lee AlbinSecurities America, Inc.Citigroup Global Markets Inc.$5008-18-2009
Carol Melinn SmithUBS Financial Services Inc.Citigroup Global Markets Inc.06-11-2009
Mark William FowlerWFG Investments, Inc.Citigroup Global Markets Inc.$2506-09-2009
Richard Randall RichisonHilltop Securities Inc.Citigroup Global Markets Inc.$10006-05-2009
Joan Geurkink LawsonHilltop Securities Inc.Citigroup Global Markets Inc.$5006-05-2009
James Earl Pence IIHilltop Securities Inc.Citigroup Global Markets Inc.$15006-05-2009
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Showing 26 to 50 of 138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.