Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Isaiah MorrisAllstate Financial Services, LLCCitigroup Global Markets Inc.10-25-2016
Michael Leonard GormanAmeriprise Financial Services, LLCCitigroup Global Markets Inc.05-08-2009
Michael Jay JonesAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$2504-08-2009
David LowenthalAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Joseph Milton DriverAmeriprise Financial Services, LLCCitigroup Global Markets Inc.02-20-2009
Jun Michael TangBBVA Securities Inc.Citigroup Global Markets Inc.07-16-2014
Melissa Miteff KirtleyBOK Financial Securities, Inc.Citigroup Global Markets Inc.$10003-30-2009
Gerald Kirk FrenchBOK Financial Securities, Inc.Citigroup Global Markets Inc.03-30-2009
Melvin M McCulloughCary Street PartnersCitigroup Global Markets Inc.07-10-2014
Joshua James HussongCharles Schwab & Co., Inc.Citigroup Global Markets Inc.$1007-23-2013
Jason Matthew AdamcikChase Investment Services Corp.Citigroup Global Markets Inc.08-01-2011
Adam Rene AlanisChase Investment Services Corp.Citigroup Global Markets Inc.04-01-2009
Ruth H. WattsCitigroup Global Markets Inc.Citigroup Global Markets Inc.01-09-2013
Gary J Van BakelEdward JonesCitigroup Global Markets Inc.03-20-2009
Shane Michael BulgerinFidelity Brokerage Services LLCCitigroup Global Markets Inc.03-16-2009
Brandon M. MatyuchFrost Brokerage Services, Inc.Citigroup Global Markets Inc.09-10-2019
Evans Scott AttwellFrost Brokerage Services, Inc.Citigroup Global Markets Inc.05-25-2012
Jonathan Robert KoteckiFrost Investment ServicesCitigroup Global Markets Inc.$2511-16-2018
Jack Ben BooneH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$5004-06-2009
Donald Matthew FerrellHilltop Securities Inc.Citigroup Global Markets Inc.08-01-2012
Richard Randall RichisonHilltop Securities Inc.Citigroup Global Markets Inc.$10006-05-2009
Joan Geurkink LawsonHilltop Securities Inc.Citigroup Global Markets Inc.$5006-05-2009
James Earl Pence IIHilltop Securities Inc.Citigroup Global Markets Inc.$15006-05-2009
Robert John BrandenbergerHilltop Securities Inc.Citigroup Global Markets Inc.04-09-2009
William Robert BrandenbergerHilltop Securities Inc.Citigroup Global Markets Inc.04-09-2009
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Showing 1 to 25 of 138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.