Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Rene AlanisChase Investment Services Corp.Citigroup Global Markets Inc.04-01-2009
Aimee Kathleen ZedlitzMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$10001-30-2009
Alejo OrvananosMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$21704-24-2009
Andrew Jeff PickettRBC Capital Markets, LLCCitigroup Global Markets Inc.$25001-30-2009
Antonio Medrano IIIUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.10-11-2013
Ava Sue MagnerInvestment Professionals, Inc.Citigroup Global Markets Inc.05-13-2011
Belinda P PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-02-2011
Bernard Mark PaulUBS Financial Services Inc.Citigroup Global Markets Inc.05-05-2009
Bobby Joe FogleUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-06-2009
Bradley Kyle ScottHilltop Securities Inc.Citigroup Global Markets Inc.04-01-2009
Bradley Vaughn LivingstonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25011-17-2017
Brandon M. MatyuchFrost Brokerage Services, Inc.Citigroup Global Markets Inc.09-10-2019
Brant Christopher FergusonUBS Financial Services Inc.Citigroup Global Markets Inc.$50005-05-2009
Bruce R DunhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-28-2009
Carlos Gabriel Solano MonestelJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-27-2018
Carol Melinn SmithUBS Financial Services Inc.Citigroup Global Markets Inc.06-11-2009
Charles Bruce Denson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-22-2013
Christopher C AshbyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25002-27-2009
Christopher Dale PearoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-18-2012
Christopher Dwayne MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$12009-24-2012
Christopher M MillerInvestment Professionals, Inc.Citigroup Global Markets Inc.02-04-2015
Christopher Paul DeilyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-24-2009
Christopher Wilkinson GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50001-02-2009
Craig Allen HottellUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-06-2009
Daniel DioguardiRBC Capital Markets, LLCCitigroup Global Markets Inc.$50002-11-2009
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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